Market Psychology Money and Investing Personality Tests

Financial Planning Fundamentals

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NOTE: QUESTIONNAIRE
This survey collects the basic information needed by a financial planner or advisor.

Q1. My marital status is best described as:

Married

Unmarried in a long-term partnership

Single

Q2. I am filling out this form in collaboration with my spouse or partner:

Yes

Not applicable

Q3. Regarding retirement:

I am retired

I expect to retire at age ___

I plan to work as long as I am able

Q4. Would you like a financial planner to assist you with the following?

Yes	Maybe	No
			General

			General information about planning services.

			Budgeting

			Creating a budget or savings plan.
			Sticking to a budget.
			Planning around debts.

			Investment

			Learning how to invest.
			Managing risks in your investments.
			Finding alternative investments (hedge funds, private equity, venture capital, sustainable funds).

			Retirement

			Retirement planning.
			Retirement savings accounts(such as Roth IRAs, 401k�s, SEP IRAs, Traditional IRAs).
			Pension benefit plans.
			Healthcare, long-term care or medical insurance options.

			Family

			Setting up a lifelong income stream.
			Relationships and financial conflicts.
			Family business dynamics.
			Teaching children about finances.
			Financial stress management or psychological issues around money.

			Legacy

			Writing a will, estate planning, or inheritance issues.
			Leaving a legacy or charity (such as foundations).

			Business

			Selling a business.
			Tax planning or accounting.
			Starting or financing a business.

Please write other factors or elaborate on above :

Q5. Approximate net worth($): __________

Q6. Please type in the approximate percent of your net worth in the following asset-classes?

Cash or money-market

Bonds and fixed income

Equities and stock options

Real estate (including primary residence)

Commodities and futures (including precious metals)

Collectibles (including art and wine)

Private business equity

Q7. Approximate annual active income (from salary): ________

Q8. Approximate annual passive income (earnings from interest, dividends, royalties, etc...) ____________

Q9. Is your income stable from year-to-year?

Yes

Somewhat

Q10. Do you own your primary residence?

Yes